About Securites America
The Values and Principles of Independence
are the foundation of one of the nation’s top broker/dealers.
You can sit back and relax knowing that one of the nation’s leading independent broker/dealers is in your corner, helping you grow your business and secure your practice! For an independent financial professional, the choice of a broker/dealer is driven by that firm’s ability to help an advisor grow his or her business, and quickly and efficiently service clients. At Queen City Financial Advisors, LLC, we value Securities America as a true business partner providing industry-leading tools and resources. They provide a flexible platform that accommodates our branch’s comprehensive financial planning approach, and they have the economies of scale in all aspects of the firm’s operations to be a long-term, financially stable service provider.
As you know, a broker/dealer serving independent advisors is responsible for helping them secure their practices in a highly-regulated industry through compliance oversight. Securities America provides first-class technology and resources to help you secure your practice and protect your clients, all with an eye toward user-friendliness and ease-of use.
The firm helps ease your day-to-day middle office operations, eliminates unnecessary paperwork, and has technology solutions for operational efficiencies and client service. Securities America maintains a broad list of quality products, adheres to first-class client privacy policies, and facilitates advisors’ succession planning needs. We expect a lot from our broker/dealer and Securities America consistently delivers. With an independent business model, your broker/dealer is an extremely important factor to your success.
Headquartered in La Vista, Nebraska, Securities America is the nation’s eighth largest independent broker/dealer (as ranked by Financial Planning magazine, June 2012, based on 2011 revenue). For more than 25 years, Securities America’s mission has been to foster the success of financial professionals so they can provide quality, objective counsel and services to their clients. Advisors benefit from the firm’s industry-leading programs in practice management, advisory services, and retirement income distribution, supported by state-of-the art technology. Founded in 1993, Securities America Advisors Inc. is an SEC-Registered Investment Advisory firm that offers investment management, financial advice and financial planning through a national network of independent financial advisors. Securities America Financial Corp. is a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS). Securities America received the inaugural Thought Leadership Award from the Retirement Income Industry Association in March 2011. Additional information is available at www.securitiesamerica.com.
For more information on Securities America, please visit the firm’s websites at www.JoinSAI.com and www.SecuritiesAmerica.com. For more information about opportunities at Queen City Financial Advisors, please contact:
Chuck Hais, ChFC, CLU
Registered Principal/ Branch Manager
Direct 513-729-9733
Cell 513-314-2258
Chuck.hais@queencityadvisors.com
www.queencityadvisors.com